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 Service Provider Directory
SEARCH RESULTS: 40 Prime Brokers
FEATURED COMPANY
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Scot McGregor Managing Director
1-800-572-1349
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9 WEST 57TH ST
31st Floor
New York NY 10019 USA
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Specialty: Our primary business is understanding yours. Banc of America Securities delivers world-class ideas and execution to leading hedge fund investors and managers across a spectrum of strategies. With our dedicated Hedge Fund Investors Group and award-winning Prime Brokerage team, we help investors meet their objectives with well-matched opportunities. And we bring a full array of equities capabilities to hedge funds at every stage of development. Let us put it all to work for you.
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Prime Brokers/US & North America
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FEATURED COMPANY
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John Stracquadanio Managing Director
212.412.4000
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200 Park Avenue
New York NY 10166 USA
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Specialty: Barclays Capital is the investment banking division of Barclays Bank PLC which has an AA long-term credit rating and a balance sheet of over 996 billion. With a distinctive business model, Barclays Capital provides large corporate, government and institutional clients with solutions to their financing and risk management needs. Barclays Capital has offices in 26 countries, employs over 13,200 people and has the global reach and distribution power to meet the needs of issuers and investors worldwide. Barclays Capital Prime Services supports multiple asset classes, provides transparent pricing and puts the AA rated power of Barclays to work in its financing and clearing products. Hedge funds, start-ups, and institutional fund managers enjoy seamless global service from teams located in the UK, US and Asia. In addition, our Global Netting product now in its eighth year, is widely considered to be the premier cross-margining solution in the industry.
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Prime Brokers/US & North America
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FEATURED COMPANY
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Andrew J. Papirez Executive Managing Director
416-359-4999
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100 King Street West
3 Floor Podium
Toronto ON M5X 1H3 Canada
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Specialty: BMO Capital Markets is a leading, full-service North American financial services provider offering corporate, institutional and government clients access to a complete range of products and services. These include equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury management, market risk management, debt and equity research and institutional sales and trading. With over 2,200 professionals in offices in 28 locations around the world, including 15 in North America, BMO Capital Markets works proactively with clients to provide innovative and integrated financial solutions.
BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$373 billion total assets and more than 36,000 employees as at January 31, 2010. For more information, visit <a href="http://www.bmocm.com">www.bmocm.com</a>.
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Sponsor of the Spring 2010 Fund Services Conference, held May 20, 2010, in NYC.
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Prime Brokers/US & North America
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FEATURED COMPANY
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Katrina Rempel, CFA Vice President, Prime Brokerage Services
416-359-7524
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1 First Canadian Place
3rd Floor Podium
Toronto ON M5X 1H3 Canada
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Specialty: BMO Capital Markets is a recognized leader in Canadian Prime Brokerage Services. We were the first full service Prime Broker in Canada and have maintained our leadership position since the early 1990s. We provide a wide range of services for hedge funds in Canada and the United States including reporting, securities lending, swaps and capital introduction. BMO Capital Markets is a premier source of information about the thriving Canadian Hedge Fund Market.
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Sponsor of the Fall Fund Services Expo and Conference, held October 2, 2008, in NYC.
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Sponsor of the Fund Services Expo and Conference 2008, held June 3, 2008, in NYC.
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Prime Brokers/Offshore US & North America
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FEATURED COMPANY
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James Coughlin Senior Vice President
800-988-4794
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200 Seaport Boulevard
Boston MA 02210 USA
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Specialty: Fidelity Prime Services provides a prime brokerage platform that allows for the optimal execution of your investment strategy. We provide securities lending, execution, financing, reporting, clearance and custody for sophisticated institutional managers, particularly those who utilize long/short strategies in the U.S. equity and fixed-income markets. We pride ourselves on offering extensive securities lending capabilities and a superior client service model in a conflict-free environment. Through our extensive retail and institutional networks we provide internal access to the securities needed for even the most difficult short-selling strategies. A single point of contact representing a highly skilled team supports each of our clients. Our conflict-free standard of conducting agency-only trading ensures that we are your trusted service provider. Your business is our sole priority. Fidelity Prime Services is part of Fidelity Capital Markets Services, a division of National Financial Services LLC, Member NYSE, SIPC. 435301.2.0
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Sponsor of the Fund Services Expo and Conference 2008, held June 3, 2008, in NYC.
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Prime Brokers/US & North America
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FEATURED COMPANY
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Bob Jersey President & CEO
312-566-0741
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440 South LaSalle Street
Suite 2201
Chicago IL 60605 USA
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Specialty: Gar Wood Securities, LLC is a boutique institutional broker-dealer headquartered in Chicago, Illinois and offices in New York and Dallas. Gar Wood services a select group of established and start-up hedge funds, and professional traders by providing them with: Trade Execution Prime Brokerage Structured Products Third Party Marketing Gar Wood clears as an introducing broker through Bear Stearns Securities Corp. This arrangement provides their clients with the best of both worlds; the personal attention provided to them from Gar Wood Securities, LLC and the confidence of having transactions cleared and assets custodied through a well-capitalized organization such as Bear Stearns. The trade desk at Gar Wood is an agency and outsourced trading desk which acts only in the clients best interest. The desk routinely executes trades in listed equities, OTC equities, and listed options. Clients also have a choice between four different trading platforms that provide direct market access to all major markets and ECNs worldwide, and allows trading in equities, options, CFDs, futures and Forex. Additionally, Gar Wood offers algorithmic trading that includes; agency VWAP, guaranteed VWAP, T-VWAP, and Implementation Shortfall or Arrival Price orders. Gar Wood Securities, LLC provides consulting services on leading-edge structured products to hedge funds, fund-of-funds, and investors. Their expertise in alternative investment solutions and innovative risk-management vehicles enables Gar Wood to serve as a full-service broker. Gar Wood assists in all aspects of design, negotiation, pricing and marketing of customized fund-linked products. The goal is to find and arrange the best transactions for their clients. Being a completely independent and bank-agnostic agent, and through extensive relationships Gar Wood Securities, LLC has the ability to leverage their deal flow with banking partners, which allows their clients to secure aggressive terms and favorable pricing. Gar Wood Securities, LLCs third party marketing and capital introductions efforts are designed to assist start-up, emerging, and established hedge fund managers in their mission to build assets under management. Our network of affiliated Third Party Marketers is comprised of seasoned professionals with proven track records of raising alternative assets from fund-of-funds, family offices, private banks, foundations and endowments. Gar Woods value added services also include help in fund formation decisions, selection of service providers, developing business plans, and creating marketing material and presentations.
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Sponsor of the Fund Services Expo and Conference 2008, held June 3, 2008, in NYC.
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Sponsor of the Managed Futures & Commodities Investing Event, held April 22, 2008, in Chicago IL.
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Prime Brokers/US & North America
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FEATURED COMPANY
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Bob Jersey President & CEO
312-566-0741
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440 South LaSalle Street
Suite 2201
Chicago IL 60605 USA
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Specialty: Gar Wood just earned top honors among the mini-prime brokers in the 2010 Global Custodian annual prime brokerage survey, finishing first in 6 of 11 categories. Gar Wood Securities, LLC, is an investment banking firm providing money managers and professional traders with a comprehensive suite of Prime Brokerage Services, including global trade execution and custody, consolidated portfolio reporting and third party marketing. The firm clears through JP Morgan and Penson and trades solely on an agency basis, and provides clients with direct market access to all major global markets and ECNs covering equities, options, and futures. Formed in 2003, the firm has offices in Chicago, Dallas, Mobile, Milwaukee, New York and Vancouver, WA.
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Sponsor of the Fall Fund Services Expo and Conference, held October 2, 2008, in NYC.
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Prime Brokers/Asia Europe Latin America Offshore US & North America
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FEATURED COMPANY
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Barry Savitz Mr.
203-388-4800
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100 First Stamford Place
6th Floor East
Stamford CT 06902 USA
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Specialty: Greenwich Prime Trading Group (GPTG) provides a sophisticated institutional outsourced trading platform which allows managers to avoid the expense and time of establishing their own trading desk. GPTGs five sector-specific traders utilize top technology and systems and the outcome for clients is better execution and information flow with reduced costs. GPTG has all necessary record recovery tools as well as on-site IT technician. GPTG can also provide office space within their Stamford, CT offices along with technical and/or administrative support available if desired. The offices are conveniently located next to the train station for easy commuting to and from NYC.
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The Lipper HedgeWorld Expo 2006 Fund Services Expo was a success. We thank our sponsors and attendees for their participation.
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Prime Brokers/Offshore US & North America
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FEATURED COMPANY
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John Quartararo Managing Director
212 822 4800
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712 Fifth Ave
New York NY 10019 USA
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Specialty: Founded in 2004 with offices in New York and San Francisco, Merlin Securities provides hedge funds with a full suite of prime brokerage products and services, including advanced reporting capability for single as well as multi-primed hedge funds. The firms award winning technology provides hedge fund managers with a dynamic performance attribution and risk management portfolio platform. In addition, the firm has both Agency and Outsourced trading desks that provide clients with trading flexibility and access to all markets. In 2006, Merlin Securities earned the InfoWorld Top 100 company award for innovation in technology. In the Global Custodian 2007 Prime Brokerage Survey Merlin was named the number one Prime Broker in North America, number one Prime Broker for single strategy funds and the number one Prime Broker for funds under $100mm. Merlin Securities is a member of NASD and SIPC. For more information about the firm and the survey results, please visit our website at www.merlinsecurities.com
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Sponsor of the Investor Outlook and Master Classes, held October 2, 2007, in NYC.
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Prime Brokers/US & North America
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FEATURED COMPANY
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Douglas Nelson CEO
678-405-4200
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4555 Mansell Road
Suite 140
Alpharetta GA 30022 USA
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Specialty: NorthPoint Trading Partners, LLC is a premier institutional brokerage and fund services company, dedicated to providing prime brokerage services to small and medium sized hedge funds. Through our fully disclosed clearing relationship with Goldman Sachs Execution and Clearing, L.P., we bring our clients the benefits of boutique firm service and pricing, combined with GSEC's professional clearing and prime brokerage services, integrated portfolio and trading functionality, suite of pre- and post-trade analytics, and direct access to the Goldman Sachs & Co.'s securities lending group. We offer a complete package of direct access trading platforms, including REDIPlus, GSEC's multi-product electronic trading platform. We invite you to further explore NorthPoint Trading Partners, LLC. Goldman Sachs Execution & Clearing, L.P. is not affiliated with NorthPoint Trading Partners, LLC or any of its subsidiaries or affiliates. www.nptradingpartners.com
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Sponsor of the Fall Fund Services Expo and Conference, held October 2, 2008, in NYC.
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Sponsor of the Fund Services Expo and Conference 2008, held June 3, 2008, in NYC.
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Prime Brokers/Offshore US & North America
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FEATURED COMPANY
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Banc of America Securities LLC
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J. P. Muir
Managing Director
9 West 57th Street
40th Floor
New York NY 10019 USA
1-800-572-1349
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Specialty: Banc of America Securities Prime Brokerages global platform including securities lending, financing, capital introduction, reporting and technology facilitate managers achieve their investment objectives. Clients also gain access to all products and capabilities of Bank of America Corporation.
Email: Click here
Prime Brokers/US & North America
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Fimat International Banque SA (UK Branch)
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Philippe Teilhard de Chardin
Alternative Investment Solutions - Managing Director
SG House, 41 Tower Hill
London EC3N 4SG United Kingdom
+44 207 676 8536
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Specialty: Fimat Alternative Investment Solutions (AIS) offers international prime brokerage, financing, reporting, risk management and capital introduction services to the alternative investment community. Its scope covers an extensive range of asset classes and instruments such as cash securities, listed and OTC (e.g. Swaps, CFDs, Frwds) derivatives traded on a world-wide basis. Fimat AIS can also provide leverage through the various broader capabilities of the Societe Generale Group, including high-end structured products.
Email: Click here
Prime Brokers/Asia Europe Offshore US & North America
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Global Securities (USA), Inc.
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Selim Cevikel
President and CEO
101 East 52nd Street
14th Floor
New York NY 10022 USA
(212) 317-6830
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Specialty: Global Securities (USA), Inc. provides broker dealer services to U.S. Institutional Investors in the emerging markets of Turkey, Romania, Azerbaijan, and Kazakhstan. Investors have access to research on these markets from its parent company in Turkey, Global Menkul Degerler A.S.
Email: Click here
Prime Brokers/Asia Europe Latin America Offshore US & North America
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RCM Prime
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Craig O'Neill
Managing Director
33 Whitehall St.
10th Floor
New York NY 10004 USA
646-572-3380
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Specialty: RCM Prime offers a full service; client focused prime brokerage platform and execution services to start-up, midsized hedge funds and trading groups. Our platform includes domestic and international clearing, financing, stock loan, Advent reporting, and execution. All services are available through a fully integrated web based system. Our clients can use one of several front end trading systems with access to all US Equity and option exchanges, or utilize our experienced institutional trading desk. Whether you need access to algorithmic trading, dark pools of liquidity or complex option execution, we can be your outsourced trading desk.
Email: Click here
Prime Brokers/US & North America
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Shoreline Trading Group, LLC
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Michael Murray
Managing Director
120 Broadway
20th Floor
New York NY 10271 USA
212-433-5367
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Specialty: Shoreline Trading Group provides Prime Brokerage & Agency Execution to the growing market of start-up and mid-sized hedge funds. Shoreline Trading Group clears through Goldman Sachs Execution & Clearing and Bear Stearns Securities Corp. Services include: Introductions to marketers for capital introduction and structured products; Client Commission Arrangements; Goldman Sachs' REDIPlus and Bear Stearns' trading platforms; Conflict-free trading in equities and options via multiple trading platforms, ECNs, market makers, regional exchanges & Alternative Trading Systems
Email: Click here
Prime Brokers/Offshore US & North America
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The Lipper HedgeWorld Expo 2006 Fund Services Expo was a success. We thank our sponsors and attendees for their participation.
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UBS Hedge Fund Services
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Bill Kearns
Director
1285 Avenue of the Americas
New York NY 10022 USA
212.251.3110 / 800.838.6096
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Specialty: As part of one of the world leading financial firms, UBS Hedge Fund Services is a portal to a uniquely integrated prime brokerage solution. By drawing on the combined capabilities and expertise of all our businesses, we have transformed prime brokerage from a basic operational service to a powerful conduit reaching global resources. UBS Hedge Fund Services provides clients seamless access to equities, fixed income, derivatives and FX markets worldwide. Additionally, our client service, technology, operations, securities lending and start-up services are delivered through a global network of offices in London, Tokyo, Hong Kong and across the U.S. UBS Hedge Fund Services offers clients of all sizes and strategies the products, services and innovative support they need to be successful. We welcome the opportunity to discuss how our capabilities can help you.
Email: Click here
Prime Brokers/US & North America
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Alaris Trading Parnters, LLC Mark McGoldrick Managing Director of Prime Services
Jersey City NJ 201.377.1205
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